SFC Licences of YIP Sheung Chi 葉尚志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Futures Limited 第一上海期貨有限公司 RO 2 05 October 2012
First Shanghai Securities Limited 第一上海證券有限公司 RO 1 09 January 2012
First Shanghai Securities Limited 第一上海證券有限公司 RO 4 09 January 2012
First Shanghai Futures Limited 第一上海期貨有限公司 RO 5 01 September 2010
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 April 2003 05 October 2012
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 09 January 2012
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 09 January 2012
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 01 April 2003 01 September 2010
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 01 April 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003