SFC Licences of YAU Kai Lun 邱啟綸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 06 March 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 06 March 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 24 September 2003