SFC Licences of KAM Stephen Cheuk Hang 甘卓亨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Schroder Investment Management (Hong Kong) Limited	RE	9	01 November 2018
Schroder Investment Management (Hong Kong) Limited	RE	4	01 November 2018
Schroder Investment Management (Hong Kong) Limited	RE	1	01 November 2018
HSBC Investment Funds (Hong Kong) Limited	RE	9	21 August 2015	04 October 2018
HSBC Investment Funds (Hong Kong) Limited	RE	4	21 August 2015	04 October 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	21 August 2015	04 October 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	9	21 August 2015	04 October 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	4	21 August 2015	04 October 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	21 August 2015	04 October 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	28 April 2010	08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	28 April 2010	08 January 2015
CLSA Futures Limited 里昂期貨有限公司	RE	2	20 July 2009	13 January 2010
CLSA Limited 中信里昂證券有限公司	RE	1	20 July 2009	13 January 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	16 May 2008	20 May 2009
Merrill Lynch Far East Limited	RE	1	27 March 2007	20 May 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	27 March 2007	20 May 2009
Halbis Capital Management (Hong Kong) Limited	RE	9	08 August 2005	20 March 2007
Halbis Capital Management (Hong Kong) Limited	RE	5	08 August 2005	20 March 2007
Halbis Capital Management (Hong Kong) Limited	RE	4	08 August 2005	20 March 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	9	21 July 2004	20 March 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	5	21 July 2004	20 March 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	4	21 July 2004	20 March 2007