SFC Licences of SMITH Jennifer Tai 戴令名
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 April 2007 | 29 June 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 June 2003 | 29 June 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 02 June 2003 | 22 August 2003 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 02 April 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 02 April 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 02 April 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 02 April 2003 |