SFC Licences of KIM Kyung Duk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 February 2016 | 19 December 2018 |
Merrill Lynch Far East Limited | RE | 2 | 05 February 2016 | |
Merrill Lynch Far East Limited | RE | 1 | 05 February 2016 | |
Merrill Lynch Far East Limited | RE | 2 | 09 June 2015 | 15 June 2015 |
Merrill Lynch Far East Limited | RE | 1 | 09 June 2015 | 15 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2015 | 15 June 2015 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 30 June 2004 | 18 April 2008 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 June 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 June 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 June 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 June 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 June 2003 |