SFC Licences of CHIU Chi Kin, Andrew 趙熾堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Brocade River Merchants International Limited 錦沄商匯國際有限公司 RO 6 15 November 2023
Karl Thomson Financial Advisory Limited 高信融資服務有限公司 RO 6 11 April 2023 06 July 2023
Karl Thomson Financial Advisory Limited 高信融資服務有限公司 RE 6 08 March 2023 11 April 2023
Brocade River Merchants International Limited 錦沄商匯國際有限公司 RO 6 26 November 2020 01 January 2023
Brocade River Merchants Capital Limited 錦沄商匯資本有限公司 RO 1 26 November 2020 01 January 2023
Brocade River Merchants Capital Limited 錦沄商匯資本有限公司 RE 1 23 September 2020 26 November 2020
FE Securities Limited 廣利證券有限公司 RO 4 07 August 2019 31 July 2020
FE Securities Limited 廣利證券有限公司 RO 1 07 August 2019 31 July 2020
Evolution Asia Investments Limited RO 6 28 September 2012 31 July 2019
Evolution Asia Investments Limited RO 4 28 September 2012 31 July 2019
Evolution Asia Investments Limited RO 1 28 September 2012 01 September 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 31 December 2010 01 August 2012
CSC Asia Limited 群益亞洲有限公司 RO 6 23 June 2009 01 August 2012
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 23 June 2009 01 August 2012
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 28 August 2008 09 January 2009
Kingston Securities Limited 金利豐證券有限公司 RO 1 28 August 2008 09 January 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 01 April 2003 07 June 2008
CSC Asia Limited 群益亞洲有限公司 RO 6 01 April 2003 07 June 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 6 01 April 2003 29 December 2003
CSC Asia Limited 群益亞洲有限公司 RO 4 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 9 01 April 2003 29 December 2003
CSC Asia Limited 群益亞洲有限公司 RO 9 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 7 01 April 2003 07 November 2003