SFC Licences of NG Chi Wai 伍枝偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 08 August 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 08 August 2005
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 28 January 2004 05 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 28 January 2004 05 August 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 15 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 15 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 17 November 2003
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 17 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003