SFC licenceholder AEI651 NG Chi Wai 伍枝偉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 08 August 2005
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 08 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE [1] (Dealing in Securities) 28 January 2004 05 August 2005
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE [2] (Dealing in Futures Contracts) 28 January 2004 05 August 2005
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 01 April 2003 15 January 2004
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 15 January 2004
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 17 November 2003
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 17 November 2003
Sun Hung Kai Forex Limited 新鴻基外匯有限公司 RE [3] (Leveraged Foreign Exchange Trading) 01 April 2003 17 November 2003
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 07 July 2003