SFC Licences of CHUANG Ka Chun 莊家俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 15 March 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 15 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 15 April 2010 03 March 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 15 April 2010 03 March 2021
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
RE 1, 2 13 March 2008 03 May 2011
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 2 12 September 2007 13 February 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RE 1, 2 16 January 2006 13 February 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 03 May 2004 01 January 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 03 May 2004 01 January 2006
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 29 December 2003 26 April 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 29 December 2003 26 April 2004