SFC Licences of YAU Ka Lun, Alan 丘嘉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 16 January 2023 | |
| GT Capital Limited 高富金融有限公司 | RE | 1 | 28 February 2018 | 01 January 2022 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 08 June 2016 | 06 January 2017 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 1 | 01 April 2003 | 01 June 2016 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 9 | 01 April 2003 | 29 November 2004 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 6 | 01 April 2003 | 29 November 2004 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 4 | 01 April 2003 | 29 November 2004 |