SFC Licences of CHOI Sau Wai 蔡秀慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 19 September 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 19 September 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 1 14 January 2019 06 June 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 2 14 January 2019 27 September 2022
Celestial Commodities Limited 時富商品有限公司 RE 2 28 April 2006 01 January 2019
Celestial Securities Limited 時富證券有限公司 RE 1 24 April 2006 01 January 2019
Wintone Securities Limited 榮通證券有限公司 RE 1 12 March 2004 01 April 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 April 2003 03 March 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 01 April 2003 03 March 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 6 01 April 2003 03 March 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 9 01 April 2003 03 March 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 03 March 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 03 March 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 03 March 2004