SFC Licences of PANG Hin Kwan 彭顯君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 21 September 2015 | 31 March 2018 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 21 September 2015 | 31 March 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 June 2011 | 01 December 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 June 2011 | 01 December 2012 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 9 | 01 April 2003 | 23 April 2003 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 01 April 2003 | 23 April 2003 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 4 | 01 April 2003 | 23 April 2003 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 6 | 01 April 2003 | 23 April 2003 |