SFC Licences of DAO Lisa 姚翠平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 February 2009 | 02 April 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 September 2006 | 02 April 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 July 2004 | 26 July 2006 |