SFC Licences of KHOO Chiew Cheng 邱秋清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 28 October 2011 | 02 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 28 July 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 4 | 07 August 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 16 May 2006 | 07 August 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 21 April 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |