SFC Licences of CHU Sau Ming 朱秀明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
aacat fintech Limited 貓大人金融科技有限公司	RO	1	27 September 2022
Global Ample Asset Management Company Limited 長豐環球資產管理有限公司	RO	9	20 May 2020	30 November 2021
Global Ample Asset Management Company Limited 長豐環球資產管理有限公司	RO	4	20 May 2020	30 November 2021
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司	RO	4	08 August 2018	02 November 2019
Chung Lee Securities Company Limited 眾利股票有限公司	RO	1	09 January 2018	02 November 2019
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司	RO	9	29 November 2017	02 November 2019
China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司	RO	1	03 November 2016	15 September 2017
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	9	23 December 2013	01 April 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	15 July 2011	23 December 2013
BMI Securities Limited 邦盟滙駿證券有限公司	RO	1	14 March 2011	01 April 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	1	10 September 2010	01 April 2016
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RE	1	23 October 2009	30 April 2010
Finet Securities Limited 財華證券有限公司	RE	1	01 September 2005	31 July 2007
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	19 August 2003	24 May 2004
Cinda International Securities Limited 信達國際證券有限公司	RE	1	01 April 2003	01 August 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	01 April 2003	24 May 2004
Cinda International Securities Limited 信達國際證券有限公司	RE	6	01 April 2003	08 August 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	4	01 April 2003	08 August 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	9	01 April 2003	08 August 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	7	01 April 2003	08 August 2003