SFC Licences of LAU Chi Wah, Andy 劉志華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 02 August 2022 06 October 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 2 02 August 2022 06 October 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 02 August 2022 06 October 2023
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 12 June 2012 30 June 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 12 June 2012 30 June 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 07 August 2008 28 May 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 August 2008 28 May 2012
Quam Securities Limited 華富建業證券有限公司 RE 2 23 July 2007 23 July 2008
Quam Securities Limited 華富建業證券有限公司 RE 1 23 July 2007 23 July 2008
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 25 August 2005 04 July 2007
Sino Capital Securities Limited 國順證券有限公司 RE 1 25 August 2005 04 July 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 29 December 2004 14 June 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 29 December 2004 14 June 2005
VC Futures Limited 滙盈期貨有限公司 RE 2 11 October 2003 23 December 2004
VC Brokerage Limited 滙盈證券有限公司 RE 1 11 October 2003 23 December 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 10 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 10 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 25 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 25 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 25 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 25 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 25 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 25 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 25 August 2003