SFC Licences of WAI King Tze, Thomas 韋敬慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 August 2008 | 11 August 2010 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 August 2008 | 11 August 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 10 June 2008 | 22 July 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 10 June 2008 | 22 July 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 June 2008 | 22 July 2008 |