SFC Licences of TUNG Kenneth Hoi-yi 董凱鐿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Corporate Finance (Hong Kong) Limited	RE	6	19 October 2022
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RO	6	18 July 2011	15 August 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RO	1	18 July 2011	15 August 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	15 April 2011	18 July 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	15 April 2011	18 July 2011
Lazard Asia (Hong Kong) Limited	RO	6	01 September 2009	05 July 2010
Lazard Asia (Hong Kong) Limited	RO	4	01 September 2009	05 July 2010
Lazard Asia (Hong Kong) Limited	RO	1	01 September 2009	05 July 2010
Lazard Asia (Hong Kong) Limited	RE	6	23 June 2009	01 September 2009
Lazard Asia (Hong Kong) Limited	RE	1	23 June 2009	01 September 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RO	1	06 August 2007	18 March 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	06 August 2007	18 March 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	06 August 2007	18 March 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	15 March 2004	06 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	15 March 2004	06 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	15 March 2004	06 August 2007