SFC Licences of MAK Kum Kok, James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 02 March 2022 | 21 October 2022 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 02 March 2022 | 21 October 2022 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 02 March 2022 | 21 October 2022 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 16 November 2011 | 10 January 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 16 November 2011 | 10 January 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 November 2011 | 10 January 2014 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 24 August 2010 | 06 November 2011 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 24 August 2010 | 06 November 2011 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 24 August 2010 | 06 November 2011 |