SFC Licences of CHEUNG Wai Lik 張偉力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 02 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 02 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 02 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 10 September 2020 02 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 10 September 2020 02 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RO 1 24 February 2016 30 June 2020
CMB International Capital Limited 招銀國際融資有限公司 RO 6 29 June 2015 30 June 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 19 June 2015 24 February 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 19 June 2015 29 June 2015
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO 6 09 July 2014 31 May 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 28 May 2014 31 May 2015
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 28 May 2014 09 July 2014
Cinda International Capital Limited 信達國際融資有限公司 RO 6 21 May 2013 22 May 2014
Cinda International Capital Limited 信達國際融資有限公司 RE 1 12 July 2010 22 May 2014
Cinda International Capital Limited 信達國際融資有限公司 RE 6 12 July 2010 21 May 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 16 December 2008 26 October 2009
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 16 December 2008 26 October 2009
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 16 December 2008 26 October 2009
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 6 05 August 2008 05 December 2008
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 4 05 August 2008 05 December 2008
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 1 05 August 2008 05 December 2008
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 06 October 2006 21 July 2008
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 07 February 2006 21 July 2008
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 07 February 2006 21 July 2008
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 01 April 2003 23 January 2006
ABCI Securities Company Limited 農銀國際證券有限公司 RE 6 01 April 2003 23 January 2006
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 01 April 2003 29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司 RE 7 01 April 2003 29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司 RE 9 01 April 2003 29 October 2003