SFC Licences of NG Raymond Ying Wang 伍鷹宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RO 9 20 December 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RO 4 20 December 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RO 1 20 December 2023
WE Securities Limited 維恩證券有限公司 RO 1 08 July 2022 14 August 2023
WE Asset Management Limited 維恩資產管理有限公司 RO 9 08 July 2022 14 August 2023
WE Asset Management Limited 維恩資產管理有限公司 RO 4 08 July 2022 14 August 2023
Infinity Asset Management Limited 天恒資產管理有限公司 RO 9 06 January 2021 31 May 2022
Infinity Asset Management Limited 天恒資產管理有限公司 RO 4 06 January 2021 31 May 2022
Infinity Asset Management Limited 天恒資產管理有限公司 RE 9 16 November 2020 06 January 2021
Infinity Asset Management Limited 天恒資產管理有限公司 RE 4 16 November 2020 06 January 2021
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 4 12 November 2019 31 May 2020
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 9 30 September 2019 31 May 2020
CLC Asset Management Limited 創僑資產管理有限公司 RO 9 22 November 2016 08 February 2019
CLC Securities Limited 創僑證券有限公司 RE 4 02 December 2014 20 February 2019
CLC Securities Limited 創僑證券有限公司 RE 1 02 December 2014 20 February 2019
Target Capital Management Limited 泰達資產管理有限公司 RO 9 14 April 2011 10 November 2014
Target Capital Management Limited 泰達資產管理有限公司 RO 4 14 April 2011 10 November 2014
Target Capital Management Limited 泰達資產管理有限公司 RO 1 14 April 2011 10 November 2014
Target Capital Management Limited 泰達資產管理有限公司 RE 1 30 June 2010 14 April 2011
Target Capital Management Limited 泰達資產管理有限公司 RE 9 12 December 2007 14 April 2011
Target Capital Management Limited 泰達資產管理有限公司 RE 4 12 December 2007 14 April 2011
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 02 July 2004 25 August 2006
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 01 April 2003 01 May 2003
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 01 April 2003 01 May 2003