SFC Licences of BACHTIAR Roestam Effendi Bin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 16 March 2023 | |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 26 April 2016 | |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 01 April 2010 | 26 April 2016 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 21 January 2010 | 23 March 2012 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 15 October 2008 | 25 May 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 15 October 2008 | 25 May 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 15 October 2008 | 25 May 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 16 February 2007 | 25 May 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 16 February 2007 | 25 May 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 16 February 2007 | 25 May 2009 |