SFC Licences of HAN Charles June
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 26 March 2012 | 27 May 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 26 March 2012 | 27 May 2013 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 12 September 2008 | 25 November 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 12 September 2008 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 12 September 2008 | 31 July 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 01 August 2008 | 25 November 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 01 August 2008 | 25 November 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 August 2008 | 31 July 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |