SFC Licences of CHIM Yau Man 詹幼文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 24 September 2008 | 16 March 2012 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 24 September 2008 | 16 March 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 August 2007 | 31 July 2008 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 30 July 2007 | 31 July 2008 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 9 | 11 April 2007 | 17 July 2007 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 17 July 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 14 January 2005 | 28 February 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 23 February 2004 | 15 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 23 February 2004 | 08 September 2004 |
iBest Consultants Limited | RE | 9 | 13 August 2003 | 22 September 2003 |
iBest Consultants Limited | RE | 4 | 13 August 2003 | 22 September 2003 |