SFC Licences of YIP Cheuk Wai 葉卓偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 28 June 2012 | 01 April 2022 |
Millennium Capital Management (Hong Kong) Limited | RO | 9 | 26 January 2010 | 28 June 2012 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 11 November 2008 | 26 January 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 October 2004 | 15 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 October 2004 | 15 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 04 November 2003 | 15 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 04 November 2003 | 15 October 2008 |