SFC Licences of EARY Richard James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 November 2018 | 23 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 20 November 2017 | 24 November 2017 |
| UBS Securities Asia Limited | RE | 4 | 03 June 2009 | 11 April 2016 |