SFC Licences of AU Yuen Ting, Miranda 區婉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 03 November 2021 | 20 May 2022 |
Seyon Asset Management Limited 世安資產管理有限公司 | RE | 9 | 16 August 2016 | 31 October 2018 |
Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 24 August 2015 |
Allianz Global Investors Asia Pacific Limited | RE | 2 | 01 June 2015 | 24 August 2015 |
Allianz Global Investors Asia Pacific Limited | RE | 1 | 01 June 2015 | 24 August 2015 |
RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 2 | 07 February 2007 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 1 | 07 February 2007 | 31 May 2015 |
Allianz Global Investors Hong Kong Limited | RE | 9 | 29 August 2006 | 08 February 2010 |
Allianz Global Investors Hong Kong Limited | RE | 1 | 24 August 2006 | 08 February 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 December 2003 | 09 August 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 December 2003 | 09 August 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 09 August 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 09 August 2006 |
J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 06 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 06 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 03 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 03 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |