SFC Licences of IP Wai Lun, William 葉偉倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Amasse Capital Limited 寶積資本有限公司 RE 6 16 December 2022
Amasse Capital Limited 寶積資本有限公司 RE 1 16 December 2022
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 6 15 June 2021 31 May 2022
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 1 15 June 2021 31 May 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 19 September 2012 30 October 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 19 September 2012 30 October 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 6 20 July 2012 30 October 2020
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 14 November 2011 18 February 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 6 22 July 2010 18 February 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 13 April 2010 14 November 2011
South China Securities Limited 南華證券投資有限公司 RE 1 11 March 2009 28 March 2010
South China Research Limited 南華資料研究有限公司 RE 4 11 March 2009 23 November 2009
South China Capital Limited 南華融資有限公司 RO 6 16 October 2007 28 March 2010
South China Capital Limited 南華融資有限公司 RE 6 21 March 2007 16 October 2007
FDB Financial Group Limited 灃展金融集團有限公司 RE 6 07 February 2006 01 September 2006
FDB Financial Group Limited 灃展金融集團有限公司 RE 9 21 June 2005 01 September 2006
FDB Financial Group Limited 灃展金融集團有限公司 RE 4 21 June 2005 01 September 2006
ICEA Capital Limited 工商東亞融資有限公司 RE 1 01 April 2003 01 November 2004
ICEA Capital Limited 工商東亞融資有限公司 RE 9 01 April 2003 01 November 2004
ICEA Capital Limited 工商東亞融資有限公司 RE 6 01 April 2003 01 November 2004
ICEA Capital Limited 工商東亞融資有限公司 RE 4 01 April 2003 01 November 2004