SFC Licences of YIP Kai Chi 葉啟志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Securities Limited 華融國際證券有限公司	RE	4	19 April 2021	01 March 2024
Huarong International Securities Limited 華融國際證券有限公司	RE	1	17 September 2015	01 March 2024
Huarong International Securities Limited 華融國際證券有限公司	RE	2	17 September 2015	04 August 2022
Stockwell Commodities Limited 常匯商品期貨有限公司	RE	2	01 June 2012	14 September 2015
Stockwell Securities Limited 常匯證券有限公司	RE	1	30 June 2011	14 September 2015
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	26 August 2008	09 June 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	30 May 2008	09 June 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	30 May 2008	09 June 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	19 September 2007	29 May 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	01 April 2003	29 May 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	5	01 April 2003	27 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	9	01 April 2003	27 February 2004