SFC Licences of NG Kar Lun, Paco 吳家倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 14 January 2011 01 July 2011
Quam Securities Limited 華富建業證券有限公司 RE 1 14 January 2011 01 July 2011
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 03 June 2010 01 December 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 03 June 2010 01 December 2010
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 08 January 2010 08 May 2010
Sino Capital Securities Limited 國順證券有限公司 RE 1 08 January 2010 08 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 March 2008 01 January 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 10 March 2008 01 January 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 15 March 2007 16 February 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 15 March 2007 16 February 2008
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 25 September 2006 10 March 2007
Sino Capital Securities Limited 國順證券有限公司 RE 1 25 September 2006 10 March 2007
VC Futures Limited 滙盈期貨有限公司 RE 2 16 December 2003 15 September 2006
VC Brokerage Limited 滙盈證券有限公司 RE 1 16 December 2003 15 September 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 15 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 15 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 29 May 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 RE 1 01 April 2003 29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 RE 4 01 April 2003 29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 RE 6 01 April 2003 29 May 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 29 May 2003
Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 RE 9 01 April 2003 29 May 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 29 May 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 29 May 2003