SFC Licences of PRATT Michael Charles Harding Kayas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 08 March 2022 | 24 April 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 November 2021 | 08 March 2022 |
| Merrill Lynch Far East Limited | RO | 1 | 09 July 2015 | 14 July 2021 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 09 July 2015 | 14 July 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 28 May 2014 | 14 July 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 28 May 2014 | 09 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 May 2014 | 09 July 2015 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 22 August 2013 | 28 February 2014 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 March 2006 | 28 February 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 March 2005 | 28 February 2014 |