SFC Licences of TRACEY Michael Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RO | 4 | 15 March 2005 | 27 July 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 27 July 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 28 January 2005 |