SFC Licences of CHEUNG Wai Kay 張偉奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 15 May 2013
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RO 6 29 June 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 6 12 April 2011 03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 6 25 March 2011 12 April 2011
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 10 December 2010 22 March 2011
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 29 October 2010 10 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 6 10 March 2010 07 October 2010
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RO 6 10 April 2008 11 March 2010
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 03 March 2008 10 April 2008
Central China International Capital Limited 中州國際融資有限公司 RO 6 26 June 2007 15 February 2008
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 6 26 January 2005 15 February 2008
China Everbright Capital Limited 中國光大融資有限公司 RE 6 17 December 2003 11 September 2004
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RO 6 17 July 2003 19 November 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RO 1 17 July 2003 19 November 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 6 01 April 2003 17 July 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 4 01 April 2003 22 April 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 9 01 April 2003 22 April 2003