SFC Licences of FANE Rupert John Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orion Investment Management Limited | RO | 6 | 12 March 2015 | 12 September 2015 |
| Orion Investment Management Limited | RO | 4 | 12 March 2015 | 12 September 2015 |
| Orion Investment Management Limited | RO | 1 | 12 March 2015 | 12 September 2015 |
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 27 May 2005 | 02 November 2007 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 27 May 2005 | 02 November 2007 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 27 May 2005 | 02 November 2007 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 27 May 2005 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 27 May 2005 |
| J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 15 February 2005 |