SFC Licences of HO May Sam 何美心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 17 June 2016 16 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 17 June 2016 16 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 17 June 2016 16 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 25 February 2016 17 June 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 25 February 2016 17 June 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 25 February 2016 17 June 2016
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 01 April 2003 20 September 2004
JPMorgan Asset Management (Asia Pacific) Limited RE 4 01 April 2003 20 September 2004
JPMorgan Asset Management (Asia Pacific) Limited RE 9 01 April 2003 20 September 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 01 April 2003 02 April 2004
JPMorgan Asset Management (Asia Pacific) Limited RE 6 01 April 2003 02 April 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 6 01 April 2003 02 April 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 01 April 2003 02 April 2004