SFC Licences of WONG Wai Lam 王偉霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2020
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 25 June 2019 31 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 25 June 2019 31 March 2020
China Times Securities Limited 中辰證券有限公司 RE 1 07 November 2017 04 October 2018
China Times Securities Limited 中辰證券有限公司 RO 2 09 October 2017 04 October 2018
Hong Kong International Securities Limited 香港國際證券有限公司 RE 1 01 April 2003 28 August 2016
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 2 01 April 2003 28 August 2016
Hong Kong International Securities Limited 香港國際證券有限公司 RE 6 01 April 2003 05 January 2004
Hong Kong International Securities Limited 香港國際證券有限公司 RE 4 01 April 2003 05 January 2004
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 5 01 April 2003 05 January 2004
Hong Kong International Securities Limited 香港國際證券有限公司 RE 9 01 April 2003 05 January 2004
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 9 01 April 2003 05 January 2004