SFC Licences of SHIU Siu Tao 蕭少滔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Capital Limited 華升資本有限公司 RO 6 25 October 2016 09 June 2017
Frontier Capital Investment Limited 方達資本投資有限公司 RO 6 01 September 2014 11 December 2015
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 01 September 2014 11 December 2015
Frontier Capital Investment Limited 方達資本投資有限公司 RO 1 01 September 2014 11 December 2015
Frontier Capital Investment Limited 方達資本投資有限公司 RE 6 15 August 2014 01 September 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 4 15 August 2014 01 September 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 1 15 August 2014 01 September 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 02 September 2011 15 July 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 02 September 2011 15 July 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 02 September 2011 15 July 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 04 August 2011 02 September 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 04 August 2011 02 September 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 04 August 2011 02 September 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 26 November 2009 04 July 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 17 June 2009 26 November 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 26 May 2009 28 July 2010
Karl Thomson Financial Advisory Limited 高信融資服務有限公司 RE 6 08 August 2008 06 April 2009
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 6 17 December 2003 04 February 2008
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 4 17 December 2003 04 February 2008
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 9 01 April 2003 17 December 2003
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 6 01 April 2003 17 December 2003
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 01 April 2003 17 December 2003