SFC Licences of WOO Chi Wang, Patrick 胡志宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 15 March 2011 | 07 June 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 March 2011 | 07 June 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 March 2011 | 07 June 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 02 October 2007 | 11 September 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 02 October 2007 | 11 September 2010 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 18 November 2004 | 09 September 2006 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 09 September 2006 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 16 November 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 16 November 2004 |