SFC Licences of WOO Kar Tung, Raymond 胡家棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 14 September 2007 | 30 June 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 September 2007 | 30 June 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 September 2007 | 30 June 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 6 | 10 September 2004 | 16 August 2006 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 1 | 10 September 2004 | 16 August 2006 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 15 April 2004 | 10 September 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 15 April 2004 | 10 September 2004 |