SFC Licences of BARROS III Belmiro Jose
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 11 May 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 09 May 2007 | 11 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 May 2007 | 11 May 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 May 2007 | 02 September 2010 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 October 2006 | 30 March 2007 |
| UBS Securities Asia Limited | RE | 2 | 02 October 2006 | 30 March 2007 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 05 September 2006 | 30 September 2006 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 16 November 2005 | 18 July 2006 |