SFC Licences of PONG Kwok Hung, Patrick 龐國鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Research Limited 南華資料研究有限公司 | RO | 4 | 02 March 2017 | 09 August 2020 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 18 November 2016 | 02 March 2017 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 13 December 2012 | 01 August 2013 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 10 October 2007 | 31 July 2012 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 01 April 2003 | 05 September 2007 |
South China Research Limited 南華資料研究有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |
South China Research Limited 南華資料研究有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |