SFC Licences of AU Tze Chiu, Kenneth 區子超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 26 October 2005 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 October 2005 | |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 03 September 2003 | 07 October 2005 |
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 01 April 2003 | 12 May 2003 |