SFC Licences of CHAN Sin Ming 陳羨明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 28 December 2015 07 April 2017
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 28 December 2015 07 April 2017
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 6 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 4 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 9 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 7 01 April 2003 22 August 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 01 April 2003