SFC Licences of CHAN Sin Ming 陳羨明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 28 December 2015 | 07 April 2017 |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 28 December 2015 | 07 April 2017 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 September 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 01 April 2003 |