SFC Licences of GIANG Maryanne Phung-Van 江鳳文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aliantis Capital Limited | RO | 9 | 26 February 2009 | |
| Aliantis Capital Limited | RE | 9 | 10 October 2007 | 26 February 2009 |
| Chi Capital Securities Limited | RE | 4 | 07 December 2005 | 03 April 2006 |
| Chi Capital Securities Limited | RE | 1 | 07 December 2005 | 03 April 2006 |
| Chi Capital Securities Limited | RE | 9 | 02 December 2005 | 03 April 2006 |
| Chi Capital Securities Limited | RO | 4 | 16 February 2005 | 07 December 2005 |
| Chi Capital Securities Limited | RO | 1 | 16 February 2005 | 07 December 2005 |
| Chi Capital Securities Limited | RO | 9 | 16 February 2005 | 02 December 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 28 April 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 28 April 2004 |