SFC Licences of LOK Wai 樂偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 21 September 2021 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 29 October 2009 | 26 August 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 October 2009 | 26 August 2021 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 02 June 2003 | 09 January 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 01 October 2009 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 01 October 2009 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 13 May 2003 |
Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 13 May 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 13 May 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 13 May 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 13 May 2003 |