SFC Licences of SOLIKIN Titi Mariah 陳爾鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 10 December 2009 | 26 March 2010 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 10 December 2009 | 26 March 2010 |
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 28 June 2006 | 21 November 2009 |
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 28 June 2006 | 21 November 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 May 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 06 May 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |