SFC Licences of HUNG Kwong Ngai 洪岡藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RO	1	06 May 2019	23 August 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	20 June 2018	06 May 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	20 April 2017	19 May 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	20 April 2017	19 May 2018
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	20 April 2017	19 May 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RO	1	17 December 2015	06 January 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	17 December 2015	06 January 2017
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	16 March 2015	17 December 2015
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	18 July 2014	17 December 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	07 August 2013	13 July 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	11 December 2012	21 June 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	16 October 2012	13 July 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	01 June 2011	11 July 2012
CMB International Securities Limited 招銀國際證券有限公司	RO	1	25 August 2010	01 May 2011
CMB International Capital Holdings Corporation Limited	RE	1	14 June 2010	01 May 2011
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	22 September 2009	07 June 2010
CCB International Securities Limited 建銀國際證券有限公司	RE	1	28 May 2008	14 September 2009
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	12 September 2007	08 May 2008
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	12 September 2007	08 May 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	9	02 May 2007	01 September 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	4	16 January 2007	01 September 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	16 January 2007	01 September 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	20 September 2006	22 December 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	18 September 2006	22 December 2006
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	26 April 2005	09 September 2006