SFC Licences of LAW Ming Tsun, Raymond 羅明俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 July 2009 16 February 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 December 2006 11 July 2009
CVP Securities Limited 星火證券有限公司 RE 1 07 December 2004 25 February 2005