SFC Licences of LAW Ming Tsun, Raymond 羅明俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 July 2009 | 16 February 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 December 2006 | 11 July 2009 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 07 December 2004 | 25 February 2005 |