SFC Licences of WOO Kwok On 胡國安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merit Asset Management Limited 邁睿資產管理有限公司 | RO | 9 | 07 September 2023 | |
Merit Asset Management Limited 邁睿資產管理有限公司 | RO | 4 | 07 September 2023 | |
Merit Asset Management Limited 邁睿資產管理有限公司 | RO | 1 | 07 September 2023 | |
Finet Securities Limited 財華證券有限公司 | RO | 9 | 20 March 2020 | 13 December 2022 |
Finet Securities Limited 財華證券有限公司 | RO | 4 | 20 March 2020 | 13 December 2022 |
Finet Securities Limited 財華證券有限公司 | RO | 1 | 21 January 2019 | 13 December 2022 |
Finet Securities Limited 財華證券有限公司 | RO | 2 | 21 January 2019 | 05 September 2019 |
Finet Securities Limited 財華證券有限公司 | RE | 2 | 24 December 2018 | 21 January 2019 |
Finet Securities Limited 財華證券有限公司 | RE | 1 | 24 December 2018 | 21 January 2019 |
Business Futures Limited 東信期貨有限公司 | RO | 2 | 23 March 2018 | 31 August 2018 |
Business Securities Limited 東信證券有限公司 | RO | 1 | 23 March 2018 | 31 August 2018 |
Business Futures Limited 東信期貨有限公司 | RE | 2 | 22 November 2017 | 23 March 2018 |
Business Securities Limited 東信證券有限公司 | RE | 1 | 22 November 2017 | 23 March 2018 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 04 December 2003 | 08 November 2017 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 December 2003 | 08 November 2017 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 April 2003 | 21 November 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 21 November 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 01 April 2003 | 20 November 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 01 April 2003 | 20 November 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 20 November 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 20 November 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 20 November 2003 |