SFC Licences of WOO Kwok On 胡國安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merit Asset Management Limited 邁睿資產管理有限公司 RO 9 07 September 2023
Merit Asset Management Limited 邁睿資產管理有限公司 RO 4 07 September 2023
Merit Asset Management Limited 邁睿資產管理有限公司 RO 1 07 September 2023
Finet Securities Limited 財華證券有限公司 RO 9 20 March 2020 13 December 2022
Finet Securities Limited 財華證券有限公司 RO 4 20 March 2020 13 December 2022
Finet Securities Limited 財華證券有限公司 RO 1 21 January 2019 13 December 2022
Finet Securities Limited 財華證券有限公司 RO 2 21 January 2019 05 September 2019
Finet Securities Limited 財華證券有限公司 RE 2 24 December 2018 21 January 2019
Finet Securities Limited 財華證券有限公司 RE 1 24 December 2018 21 January 2019
Business Futures Limited 東信期貨有限公司 RO 2 23 March 2018 31 August 2018
Business Securities Limited 東信證券有限公司 RO 1 23 March 2018 31 August 2018
Business Futures Limited 東信期貨有限公司 RE 2 22 November 2017 23 March 2018
Business Securities Limited 東信證券有限公司 RE 1 22 November 2017 23 March 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 04 December 2003 08 November 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 04 December 2003 08 November 2017
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 01 April 2003 21 November 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 April 2003 21 November 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 9 01 April 2003 20 November 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 5 01 April 2003 20 November 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 9 01 April 2003 20 November 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 6 01 April 2003 20 November 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 4 01 April 2003 20 November 2003