SFC Licences of LAM Wai 林煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 November 2009 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2009 | 28 October 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 February 2007 | 11 July 2009 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 02 March 2005 | 08 February 2007 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 11 November 2004 | 25 February 2005 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 01 April 2003 | 08 November 2004 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 9 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 6 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 4 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |