SFC Licences of TAM Zumin Patrick Jr. 譚祖岷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 03 August 2020 | |
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 28 April 2016 | 26 June 2020 |
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 28 April 2016 | 26 June 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 19 July 2007 | 24 April 2016 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 19 July 2007 | 24 April 2016 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 18 April 2006 | 13 July 2007 |
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 18 April 2006 | 13 July 2007 |