SFC Licences of TAM Zumin Patrick Jr. 譚祖岷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 03 August 2020
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 28 April 2016 26 June 2020
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 28 April 2016 26 June 2020
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 19 July 2007 24 April 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 19 July 2007 24 April 2016
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 18 April 2006 13 July 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 18 April 2006 13 July 2007